About us:
Zolve’s mission is simple: we want to make financial products accessible to everyone. Zolve offers a plethora of products to simplify banking in the US, such as:
Zolve’s Bank Account, you can create from anywhere in the world in under five minutes
A high-limit Credit Card that helps build a healthy credit score
Easy, lightning-fast, cross-border money transfers with the best rates in the market
We offer loans and insurance products as well on our platform
Zolve is expanding its horizons, and we’re excited to open our doors to everyone expanding theirs. We have raised a total of $55 million from the world’s largest venture capital firms like Lightspeed, Tiger global, DST global, Accel etc.
Role Overview:
We are looking for an experienced Compliance Consultant to manage issues and exams. The ideal candidate would be seasoned in project, issue, and exam management. They will work closely with various departments to ensure the company's operations align with both internal policies and external regulatory requirements.
Primary Responsibilities:
Managing the day-to-day team of compliance analysts
Establishing operational objectives and work plans
Developing, modifying, and executing company policies that affect immediate operations
Creating and delivering training
Developing and motivating staff
Maintaining knowledge of applicable laws and regulations
Conducting quality reviews of first and second level alert handling
Identifying areas of potential improvement
Providing updates for periodic reports
Maintaining an awareness of regulatory and legislative developments and industry trends and assessing any potential impact to the organization
Responsible for reviewing, updating, and maintaining the Compliance Monitoring Program including the facilitation of the Compliance Monitoring Risk Assessment to determine the annual compliance monitoring review plan
Overseeing and developing a team of high-performing compliance monitoring consultants
Together with the compliance monitoring consultants, completing testing and reporting under the annual compliance monitoring review plan to assess Bremer’s compliance with federal consumer laws and regulations
Planning and administering compliance reviews and generating written reports for management
Tracking outstanding issues identified through monitoring and following up to ensure that timely and appropriate corrective action is taken
Staying current on industry standards, trends, and proposed and actual changes relating to relevant compliance topics
Providing leadership and specialist knowledge to business teams on compliance matters to ensure a culture of compliance and partnership
Working collaboratively with all departments by providing compliance guidance and direction for continued best practices
Requirements:
5+ years experience with consumer regulatory compliance
5-7 years leadership experience or people management skills
Comprehensive knowledge of at least one substantive area of compliance, such as banking regulations, anti-money laundering, or anti-corruption
Excellent analytical skills
Ability to understand technical documents and legal or regulatory reference materials
Ability to understand and apply learned concepts
Demonstrated ability to plan and complete work within tight time limitations
Ability to apply creative problem-solving techniques and tools to compliance issues
Ability to follow and conduct a compliance monitoring program
Ability to provide information to a variety of audiences and deal effectively with confidential issues that are sensitive in nature
Ability to share information with awareness of its effect on others
Bonus if you have:
Professional Certification (CPA, CIA, CAMS, CRCM, etc.)
Project Management certification (PMP, Lean/Sigma)
Working knowledge of recognized risk frameworks, i.e., COSO's Internal Control – Integrated Framework
Experience in Google Suites, Slack, JIRA, etc.
Regulatory examiner experience, internal audit experience and/or compliance officer experience
Experience managing a compliance monitoring team and/or audit teams
Sound judgment with a high degree of personal integrity and ethics, especially maintaining the confidentiality of sensitive issues; ability to think creatively and collaborate well in a team environment
Detail-oriented, self-motivated individual who feels comfortable with program creation, implementation, and adapting to change
Strong effective verbal and written communication skills, including at the senior management level
Excellent organizational and analytical skills; previous people management experience and ability to interact with federal regulatory agencies
While we’re a fast-growing company, we rely strongly on a First Principles approach, questioning the way things were done before. Our team prioritizes positive interactions and high ownership. We understand that we may not always be able to control outcomes, so we review success in terms of our inputs—did we do everything possible to make something happen?
Our approach isn’t for everyone, especially if you’re used to clearer frameworks and single-threaded reporting. However, for someone who understands the end goal, the process and journey are positive challenges that will push you to grow personally and professionally. Zolve continues to be a pioneer in the fintech space, over-indexing on passion, ownership, and customer empathy.
If you’re ready to dive in headfirst and help shape the future of global fintech, we’d love to chat.